被审计单位名称： 会计报表期间： 序号 内容 编制人 编制日期 复核人 复核日期 索引号 一 SCL 1.1 SCL-1 1.2 SCL-2 1.3 SCL-3 1.4 SCL-3-1 二 SCC 1.1 SCC-1 1.2 SCC-1-1 1.3 SCC-2-1 1.4 SCC-2-1 了解与测试内部控制-生产与仓储循环 201×年度 是否 适用 了解内控审计程序（风险评估阶段） 了解内部控制汇总表 了解业务流程 评价控制的设计并确定控制是否得到执行 穿行测试等过

生产与仓储循环： 了解内部控制 被审计单位：取被审计单位信息被审单位名称 编制人：取底稿信息编制人编制日期：取底稿信息编制日 截止日期：取项目信息审计区间至 复核人：取底稿信息一级复核复核日期：取底稿信息一级复 了解本循环内部控制的工作包括： 了解本循环内部控制，形成下列审计工作底稿 索引号：SCL- 1.了解被审计单位生产与仓储循环与财务报告相关的内部控制的设计，并记录获得的了解。 2.针对生产与仓储循环的控制目标，记录相关的控制活动，以及受该控制活动影响的交易和账户余额及其认定。 3

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Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever fo

- 1 - Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability w

1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whats

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever fo

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever fo

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever fo

第二讲 保密协议 PE VC 专题 保密协议 Wall Street School 金融领域的知识分享平台 ·￿北￿京￿· 华尔街学堂 华尔街学堂 华尔街学堂 华尔街学堂 wallstreets.cn 保密协议（Non-Disclosure Agreements,“NDAs”）往往是投资项目 前期最先签署的一份法律文件，投资项目的投与不投、估值多少、交 割条件、是否对赌等一系列交易安排都建立在投资方对融资方了解， 即尽职调查的基础上，而尽职调查的过程也是融资方将自己的组织